Parliaments in the Pandemic
An international collaboration organized by
the Research Committee 08 - Legislative Specialists (RCLS/RC08 )
of the International Political Science Association (IPSA )
coordinators: Sven T. Siefken, Petra Guasti, Osnat Akirav, Ken Coghill, Werner Patzelt
version: May 11, 2021
Guiding Questions
The COVID-19 pandemic has been an unparalleled global crisis with far-reaching implications all over the world. But they have varied significantly between political systems. It is our goal to analyze the immediate and broader effects of the pandemic on parliaments through a global collaboration of parliamentary experts in different countries.
Building on existing compilations, our collaboration will generate a unique dataset on parliamentary adjustments to the COVID-19 crisis which can be used for much research to come – and may be helpful for institutional learning among parliaments, too.
Our research is based on historical institutionalism in order to cater to the particular temporal dimension in the pandemic response. We assume…
- that the pandemic has hit representative institutions (shifting and sometimes fragile as they are) as an “external shock”;
- that this shock has consisted in sudden, new environmental challenges for parliaments, as they were posed by the “double shock” of the virus itself and the executive’s prerogative in such a situation;
- that this external shock interacted with system-internal procedures and patterns of attitudes and behavior, either by stopping routines and transforming them, or by stimulating the search for new procedures and the acquisition of new behavioral and attitudinal patterns, or both;
- that either lacking institutional resilience or – so far unnoticed – institutional potential for power-preserving (or power-regaining) reforms has become visible due to the aforementioned factors.
Based on the “process tracing” by country case studies, we want to find out empirically …
- how exactly this double external shock has hit different parliaments;
- what those parliaments’ concrete reactions have been to this “double shock”, and what effects in terms of institutional change or shifts in power have resulted from them;
- what connections can be found between those reactions/consequences and the structural, procedural, attitudinal, and legal characteristics of the political systems under study.
The Five Perspectives of our Research Framework
Our research framework provides the basis for a deeper understanding of how the COVID-19 pandemic has affected parliamentary power in political systems across the globe by investigating five core perspectives:
- (P1) What were the immediate organizational adjustments of parliament?
- (P2) How has the fulfillment of parliamentary functions been affected?
- (P3) What has been the public perception of parliament’s role in responding to the COVID-19 pandemic?
- (P4) Has parliament done its job correctly?
- (P5) What shifts of power have emerged between parliament and the executive and within parliament?
(P1) First, we will broadly map the immediate reaction to the crisis in terms of external limitations imposed upon and internal adjustments set up by parliaments themselves. This concerns three dimensions which are intertwined and result from a complex mix of tradition, the broader legal setting, and the evolved parliamentary practices: (i) the predominant ways of parliamentary work, (ii) the architecture and infrastructure, (iii) recent innovations with regard to digitalization.
(P2) We will examine the functions of parliament and their impact on policymaking during the crisis: (i) oversight, (ii) legislation, (iii) communication, (iv) election, and (v) representation. To adequately investigate these functions, parliaments cannot be understood as unified actors. Depending on the type of political system, the role of parties and parliamentary party groups as well as individual MPs will come to the fore, as will the difference between the majority and the opposition – or the particular dynamics in minority governments. Both formal and informal channels of influence have to be considered when investigating the impact of COVID-19 on parliamentary functions.
(P3) Political systems around the globe have taken different steps to handle the pandemic and to protect their citizens. In order to stop the virus from spreading, fundamental liberties have been limited. At the same time, massive economic stimulus packages and relief funds were enacted in a short period of time. Because of the urgency of the crisis response, many of these measures were adopted without much time to carefully consider and debate the shortcomings or possible alternatives. Therefore, special attention will be paid to the public perception of the roles of parliaments in the governmental measures to fight COVID-19. Among others, central questions are: What public knowledge (or lack thereof) existed for the measures? How were they covered in the media? What was the public support (or lack thereof) for the measures? What was the role of parliaments in these policy responses? How does this relate to public acceptance of the measures?
(P4) Based on the findings of organizational adjustments, parliamentary functions, and the public perception of governmental actions, we will be better able to assess the overall performance of parliaments in different political systems. We ask: have parliaments done their job as described in P2?
(P5) This leads us to investigate how the pandemic situation has revealed, accelerated, or been used for shifting power – both within parliaments and outside. Special attention will be paid to (attempted) cases of “power grabs” by the executive branch. Central questions are: (1) What power shifts within parliament and between parliament and the executive government have occurred? (2) How have political actors used the crisis situation to accelerate ongoing transformations?
Working on such findings, we hope to recognize within and across many individual cases patterns of …
- what ranges of reform ideas (“variation”) have emerged and have been discussed in the compared parliaments in reaction to this “double shock”;
- which of these reform ideas have not been followed due to practically insurmountable incompatibility with existing rules and habits (“internal selection”);
- which of these reform ideas have been tried out, but have been found not to work (sustainably) in practice (“external selection”);
- whether, and under which exact conditions, the pandemic has left a parliament basically in its previous shape and position (after brief disturbances), i.e. without recognizable changes of its long-term path of development;
- whether, and under which exact conditions, the pandemic has turned out to be a critical juncture in the development of a parliament, that is: has created a situation in which parliament has, in fact, significantly modified its procedures and structures, or has significantly lost – or gained – power with regard to the executive, and/or authority vis-à-vis the people; and
- in the case of a “critical juncture”: What forms of institutional change can be observed (“institutional layering”, “institutional conversion”, “institutional drift”, “institutional displacement”), either for parliament as a whole or for (some of) its parts, like committees, party groups etc.; and why have exactly these forms of change been effectuated?
Research Steps
Our research is based on broad and comparative data collection and analysis through a collaborative network of country specialists on parliamentary research.
Stage 1
- In the first step, we developed a common research framework and defined the information needed to address each of the research questions in den perspectives P1 to P5. Established theories on parliamentary functions, on the separation of powers and on historical institutionalism served as fundamental pillars of the framework. The research framework was finalized in September 2020.
- We then derived a set of country-specific questions from the research framework to collect the data.
- As a pilot study, we set up an online survey for our network partners about parliaments in the pandemic in November 2020. The questionnaire for the expert survey focused both on immediate and broader effects of the pandemic on parliaments, and was closed on February 18, 2021. By that time, we had gathered information about parliaments in 26 countries and the European Union, bringing the total case number to 27.
Stage 2
- First analyses were carried out to inform a first Working Paper in mid-April 2021. The Working Paper served as a basis for an online academic workshop, which was held on April 22 and 28, 2021, with the research coordinators and parliamentary specialists in order to discuss first results and the research framework itself – and to plan the steps for deeper analysis.
- Based on the workshop results, we will refine the questionnaire, incorporating additional questions, and extending both the sample of parliaments as well as the observation period.
- Further analyzing the data, we will pursue an in-depth analytical approach in two steps: First, by conducting country case studies, and second, by comparative in-depth topical studies of parliamentary functions. Individual researchers will provide single case descriptions of the roles of parliaments in the pandemic by applying the research framework and small groups of researchers will analyze particular functions in detail, for example by analyzing the formal and informal ways of decision making across countries or the different communication strategies.
Stage 3
- These country case analyses and the topical analyses will be presented in a range of different international public academic conferences in 2021, e.g. IPSA, DVPW, ECPR, APSA.
- Publications are envisaged for 2022.
Research Team
Research Coordinators
- PD Dr. Sven T. Siefken, Martin-Luther-University Halle-Wittenberg, Germany (lead organizer)
- Prof. Dr. Osnat Akirav, Western Galilee College, Israel
- Prof. Dr. Ken Coghill, Swinburne University, Australia
- Dr. Petra Guasti, University of Jena, Germany, and Institute of Sociology, Czech Academy of Sciences, Prague, Czech Republic
- Prof. em. Dr. Werner Patzelt, Dresden University of Technology, Germany
Parliamentary Specialists
- Argentina: María Baron, Directorio Legislativo, USA
- Australia: Prof. Dr. Ken Coghill, Swinburne University, Australia
- Austria: Dr. Christoph Konrath, Parliament of Austria, Austria
- Brazil: Nilson Rodriges de Assis, Câmara dos Deputados, Brazil
- Canada: Prof. Dr. Brooke Jeffrey , Concordia University, Canada
- Croatia, Serbia, Montenegro, Kosovo: Oliver Kannenberg ; Institute for Parliamentary Research, Germany
- Czech Republic: Prof. Dr. Zdenka Mansfeldová , Institute of Sociology, Czech Academy of Sciences, Czech Republic; Davi Jagr , Institute of Political Science, Charles University, Czech Republic
- Denmark: Prof. Dr. Flemming Juul Christiansen , Roskilde University, Denmark
- Egypt: Prof. Dr. Ali Sawi, Cairo University, Egypt
- European Union: Prof. Dr. Olivier Costa , College of Europe, Bruges, Belgium
- Finland: Prof. Dr. Tapio Raunio , Tampere University, Finland
- France: Prof. Dr. Julien Navarro , Lille Catholic University, France
- Germany: PD Dr. Sven T. Siefken and Sebastian Hünermund, Martin-Luther-University Halle-Wittenberg, Germany
- Ghana: Dr. Ernest Darfour, Parliament of Ghana
- Hungary: Prof. Dr. Csaba Nikolenyi , Concordia University
- India: Prof. Bipin Kumar Thakur, University of Delhi, India
- Indonesia: Dr. Eko Hariadi
- Israel: Prof. Dr. Osnat Akirav, Western Galilee College, Israel; Dr. Ittai Bar-Siman-Tov , Bar-Ilan University, Israel
- Italy: Prof. Dr. Federico Russo , University of Salento, Italy / Assistant Prof. Enrico Borghetto , Political Science, University of Florence, Italy / Assistant Prof. Elisabetta De Giorgi , University of Trieste, Italy / Prof. Francesco Marangoni , Political Science, University of Siena, Italy / Prof. Luca Verzichelli , Political Science, University of Siena, Italy
- Japan: Prof. Dr. Mikitaka Masuyama , National Graduate Institute for Policy Studies, Tokyo, Japan
- Korea: Prof. Dr. Jeong-In Yun, Korea University, Republic of Korea
- Luxembourg: Prof. Dr. Philippe Poirier , Université du Luxembourg, Luxembourg
- Mexico: Prof. Dr. Khemvirg Puente Martínez, National Autonomous University of Mexico, Mexico
- Nigeria: Dr. Benjamin Ekeyi, political scientist and independent consultant
- Norway: Prof. Dr. Hilmar Rommetvedt , NORCE Norwegian Research Centre, Norway
- Palestine: Dr. Nafiz Almadhoun, Palestinian Legislative Counci
- Philippines: Prof. Ronald Holmes, De La Salle University, Philippines
- Poland: Prof. Dr. Maciej Serowaniec , Nicolaus Copernicus University in Toruń, Poland
- Slovakia: Dr. Petra Guasti, University of Jena, Germany, and Institute of Sociology, Czech Academy of Sciences, Prague, Czech Republic
- South Africa: Dr. Kristen Alicia Heim, Cape Town, South Africa
- South Korea: Research Prof. Jeong-In Yun , Korea University, Republic of Korea
- Spain: Prof. Dr. Pablo Oñate Rubalcaba, University of València, Spain
- Tanzania: Dr. Abel Alfred Kinyondo , University of Dar Es Salaam, Tanzania
- Turkey: Prof. Dr. Omer Faruk Genckaya , Marmara University, Turkey
- United Kingdom: Dr. Stephen Holden Bates , University of Birmingham; Dr. Alexandra Meakin, and Dr. Alexandra Meakin, post-doctoral research associate, University of Manchester, UK
- United States of America: Prof. Dr. Anne Marie Cammisa, Georgetown University, Washington, D.C., USA
Research Assistant
Pauline Haupt, BA, Martin-Luther-University Halle-Wittenberg, Germany
Contact
If you are interested in our research collaboration, if you would like to join our network, or you have information to share, please contact us at sven.siefken@politik.uni-halle.de or PiP@politik.uni-halle.de
Links on Parliaments in the Pandemic
Below, we provide some links to current publications and compilations dealing with parliaments in the pandemic. Please share relevant information so we can add it to the list for future reference.
- Cambridge Core blog: Country Responses to the Covid19 Pandemic, https://www.cambridge.org/core/blog/tag/country-responses-to-the-covid19-pandemic
- Carnegie Endowment for International Peace: How Will the Coronavirus Reshape Democracy and Governance Globally? https://carnegieendowment.org/2020/04/06/how-will-coronavirus-reshape-democracy-and-governance-globally-pub-81470
- Commonwealth Parliamentary Association: CPA Toolkit for Commonwealth Parliaments and Legislatures on the COVID-19 (Coronavirus) pandemic and delivering parliamentary democracy, http://www.cpahq.org/cpahq/coronavirus
- Concordia University: Roundtable on Parliaments & COVID-19, https://youtu.be/4zRoCVXIJKk
- Democratic Theory special issue on “Democracy in the Time of COVID-19” https://www.berghahnjournals.com/view/journals/democratic-theory/7/2/democratic-theory.7.issue-2.xml
- Griglio, E., 2020. Parliamentary oversight under the Covid-19 emergency: striving against executive dominance., https://www.tandfonline.com/doi/full/10.1080/20508840.2020.1789935
- Institute for Government: Devolved legislatures: how are they working in the coronavirus lockdown?, https://www.instituteforgovernment.org.uk/explainers/devolved-legislatures-coronavirus-lockdown
- Inter Pares. Parliaments in Partnership: Parliaments and Crisis: Challenges and Innovations
https://www.idea.int/publications/catalogue/parliaments-and-crisis-challenges-and-innovations - Interparliamentary Union: Parliaments in a time of pandemic, https://www.ipu.org/parliaments-in-time-pandemic
- Loevy, K., 2015. Who Decides on the Emergency? Comparing Institutional Response Capacities in the U.S. Executive and the U.K. Parliament Post-9/11. Canadian Journal of Political Science, 53(2), pp.305-309.; https://heinonline.org/HOL/Page?public=true&handle=hein.journals/tlcp25&div=6&start_page=7&collection=journals&set_as_cursor=0&men_tab=srchresults
- Malloy, J., 2020. The Adaptation of Parliament's Multiple Roles to COVID-19. Canadian Journal of Political Science, 53(2), pp.305-309. https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7237389/
- 10. Merkel, W. (2020). Who Governs in Deep Crises?: The Case of Germany. Democratic Theory, 7(2), 1-11, https://www.berghahnjournals.com/view/journals/democratic-theory/7/2/dt070202.xml
- Moulds, S., 2020. Scrutinising COVID-19 laws: An early glimpse into the scrutiny work of federal parliamentary committees, Alternative Law Journal, https://journals.sagepub.com/doi/full/10.1177/1037969X20946990
- Rayment, E. and VandenBeukel, J., 2020. Pandemic Parliaments: Canadian Legislatures in a Time of Crisis. Canadian Journal of Political Science. Cambridge University Press,v53(2), pp.379-384., https://www.ncbi.nlm.nih.gov/pmc/articles/PMC7256419/
- Riekmann. S. and Wydra, D., 2013. Representation in the European State of Emergency: Parliaments against Governments? Journal of European Integration, 35:5, pp.565-582., https://www.tandfonline.com/doi/abs/10.1080/07036337.2013.799943
- The Theory and Practice of Legislation special issue on "Global Legislative Responses to Coronavirus": https://www.tandfonline.com/toc/rtpl20/0/0
- The Theory and Practice of Legislation special issue on "Legislatures in the Time of Covid-19": https://www.tandfonline.com/toc/rtpl20/8/1-2?nav=tocList
- Uznadze, N. and Melikidze, G., 2020. Parliaments during the emergency regimes. Journal of Constitutional Law, 2020, pp.145-162., https://www.google.com/url?sa=t&rct=j&q=&esrc=s&source=web&cd=&ved=2ahUKEwi3kb7S1MPsAhUJXMAKHRiDBWQQFjAAegQIARAC&url=https%3A%2F%2Fwww.constcourt.ge%2Ffiles%2F7%2FJCL%2520-%2520ENG%2520-%2520VOL%25201%2520(2020)%2520Special%2520Issue%2FJCL%2520-%25202020%2520Vol.1%2520Special%2520Issue%2520-%2520ENG-145-162.pdf&usg=AOvVaw3hDo7zaCTR3ARR43PzfCX0
- Vialla, F., 2020. Approche historique de la lutte contre les épidémies et les pandémies par les « pouvoirs publics ». Médecine & Droit., https://www.sciencedirect.com/science/article/abs/pii/S1246739120300348
- Waismel-Manor, Israel; Ittai Bar-Siman-Tov; Olivier Rozenberg; Asaf Levanon; Cyril Benoît and Gal Ifergane: Covid-19 and Legislative Activity: A Cross-National Study (2020), available at: https://www.researchgate.net/publication/342514148
- Windholz, E., 2020. Governing in a pandemic: from parliamentary sovereignty to autocratic technocracy. The Theory and Practice of Legislation, 8:1-2, pp.93-113., https://www.tandfonline.com/doi/full/10.1080/20508840.2020.1796047
Status: September 28, 2020
Ansprechpartner: PD Dr. Sven Siefken